establishing the branch office, as the case may be, or otherwise having discharged executive or personnel who has to be responsible for the cause that made the intermediary has been determined to have prohibited
; “connected person” 3 means the following persons unless otherwise prescribed herein: (1) a person with a relationship or connection to a management company or a fund according to the appendix attached herein
operation within the period of time specified by the Office and such registration shall be deemed valid until the Office orders otherwise. In cases where the Office declines to grant a renewal to any
person to revise its operation within the period of time specified by the Office and such registration shall be deemed valid until the Office orders otherwise. In cases where the Office declines to grant a
how far the arbitral proceeding has been conducted, the arbitrator may mediate the dispute if deemed appropriate. Clause 21. The hearing of evidence shall be conducted confidentially, unless otherwise
conducted, the arbitrator may mediate the dispute if deemed appropriate. Clause 21. The hearing of evidence shall be conducted confidentially, unless otherwise agreed by the parties. The arbitrator shall
called otherwise who take the highest responsibility in the line of work relating to capital markets, the exemption will be given to only one [1] person for each securities company; or (2) being listed in
position called otherwise who take the highest responsibility in the line of work relating to capital markets, the exemption will be given to only one [1] person for each securities company; or (2) being