personnel in the capital market. The event was held on 28 June 2024 in Bangkok. Mrs. Charuphan Intararoong, SEC Assistant Secretary-General, Intermediary and Market Supervision Division, delivered the
, utilize Open Data for user benefits, integrate ESG aspects into intermediary businesses for analysis and investor recommendations, and support responsible business operations. Additionally, coordination
clients that should not be disclosed and has become known by an intermediary through its operation of securities business or derivatives business; “investment” means an acquisition, disposal or holding of
information related to clients that should not be disclosed and has become known by an intermediary through its operation of securities business or derivatives business; “ investment ” means an acquisition
representative in Thailand Information as of XX XX XXXX Name of the ARFP Fund Unit Class SRI Fund Class code Type of mutual fund Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile Explanation Investment policy and
Thailand LOGO (Form 123-1) Name of the HK Covered Management Company Factsheet Name of the HK Covered Management Company’s local representative in Thailand Information as of XX XX XXXX Name of the HK Covered
of the CIS Operator’s local representative in Thailand Tel.: X-XXXX-XXX www…………..com Address Name of the CIS Operator’s local intermediary(-ies) in Thailand Explanation on details of information
for periodic credit rating reviews as specified in the terms and conditions.The SEC requires that the bondholders’ representative analyze the benefits and shortcomings as well as the potential
…………………………………………………………………… Representative of Debt Securities Holders………………………… Registrar and Paying Agent…………………………………….……… Warnings: “Prior to making an investment decision, investors should exercise their own judgment when considering
Data > Intermediaries > Asset Management Businesses > Marketing Representative of Derivatives Fund Manager Market Data SHARE : Detail Content No. List of Licensees Approval Date 1 https