intermediary; “executive” means a manager and a person responsible for control, supervision and management of the business units relating to investment advice, investment planning, analysis of investment or
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investment advice or investor contact. Following the complaint lodged by client and examination report of CIMB Thai Bank PCL, the SEC further probed into the case and found that the bank officers who were not
securities business without license.The SEC received complaints from several foreign residents that they had been solicited to use services and advice of the offenders to make investments and later suffered
assistance Approved the renewal of a loan of 100 million baht with Mr.Boonsithi Chokwatana To Managing Director The Stock Exchange of Thailand According to the Board of Director Meeting of Pan Asia Footwear
financial assistance Approved the renewal of a loan of 60 million baht with Mr.Boonsithi Chokwatana To Managing Director The Stock Exchange of Thailand According to the Board of Director Meeting of Pan Asia
of the Office, the determination of salary and other remuneration as well as welfare and assistance; (5) any other activities to be implemented according to the objectives of this Act. All rules