list of asset that an investor would be able to exchange with ETF units according to the requirements of such ETF . “ exchanging in-kind ” means entering into the following transactions with a management
following transactions with a management company or the issuer of ETF units, as the case may be: (1) purchasing ETF units by using assets as a payment under the requirement of such ETF or; (2) reselling ETF
with ETF units according to the requirements of such ETF. “exchanging in-kind” means entering into the following transactions with a management company or the issuer of ETF units, as the case may be: (1
registered person, such person shall notify the decline of such renewal to the management company who has appointed such registered person as its fund supervisor within the next following date after the Office
renewal to any registered person, such person shall notify the decline of such renewal to the management company who has appointed such registered person as its fund supervisor within the next following
No. DIGI 028/2018 14 November 2018 Subject: Management Discussion and Analysis - Explanation of net profit (loss) for the three-month period ended September 30, 2018. To: The President of Stock
Exchange of Thailand (SET), the Thai Listed Companies Association (TLCA), the Association of Thai Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), the Investment
According to the findings from the SEC’s investigation, Longroot failed to maintain the qualifications regarding financial position, management structure, and work systems throughout the approval
market regulatory agency; (2) The SEC will consider the participants’ qualifications in various areas, including capital adequacy, work systems, management structure, and conditions for relevant