Rental Agreement and Service Agreement 07/04/2020 12:43 Ratification of the connected transactions 31/03/2020 18:17 Ratification of the connected transactions Remark: Data will be displayed within 3
Earlier, the SEC conducted a public hearing on proposed principles and draft amendments to the regulations for submission of granular data related to clients' assets and transactions of business
manner. The key points of the amendment are as follows: 1) Extending the reporting period for small transactions involving changes to securities holdings and allowing the consolidation of reports for
/reverse repo agreement regulations.The public hearing this time is on the regulations drafted in accordance with the approved principles to accommodate repo/reverse repo transactions of securities
138.45 million baht. The total value of both transactions does not exceed 560 million baht. NEWS plans to raise fund for the transactions from various sources, e.g., the company’s cashflow, right offering
, transactions that are subject to variable fee rates shall be based on volume they made; and the intermediaries that enter into the same type business activities shall pay the same rates of fee; or fees shall
Securities and Exchange Act. On 16 October 2017, the SEC filed a criminal complaint against the GL management with the Department of Special Investigation (DSI) on account of concealed transactions
unable to find sufficient evidence to justify the management's decision to execute transactions for investment in two associate companies. In addition, the auditor could not reach a conclusion for the
persuaded clients to invest in funds and withdrew large sums of money from the clients’ accounts. However, she did not make any investment transactions in accordance with the clients’ intention and
standard, and to disclose related-party transactions for past three years. Rule No. (1) – (4) will come into force for the filing from 1 April 2019 onward. Rule No. (5) will be in effect for the filing