computer or electronic system of head office or another branch office. “oversea representative office” means a branch office of an intermediary established in foreign jurisdiction for providing services of
provided solely through computers or electronic devices linked to computer or electronic system of head office or another branch office. “oversea representative office” means a branch office of an
linked to computer or electronic system of head office or another branch office. “oversea representative office” means a branch office of an intermediary established in foreign jurisdiction for providing
management, operational management and internal control system which at least shall contain: (a) the policy and measure in writing; (b) the determination and amendment of such policy and measure each time has
operators, for example, the number of shares held, shareholding proportion, trading account numbers. Verification data: Data for verification purposes, for example, trader codes. Work Areas Personal Data
client. In furtherance of this case, the bank is undergoing an improvement of its operating system in order to prevent any frauds that may arise from reprinting investment unit trading transactions in
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best