) -2- “mutual fund rating”2 means giving advice or opinion or suitability of investment in a mutual fund in comparative value and may be giving a sign or other symbol for supplementing such advice or
cancellations. Revenue from office rental operations which includes retail leasing decreased by Baht 5 million due largely to the property tax reimbursement of Thai Wah Tower 1 which is charged in the 1st
financial instrument holders and there shall be a condition for reimbursement of the investment https://publish.sec.or.th/nrs/5555se.pdf < 1 ... >> > < 1 ... >> > Previous 1 2 3 4 ... Last Next
Committee (CSC) has therefore resolved to impose civil sanctions* on the offender, requiring him to pay a civil penalty, a compensation at an equal amount to the benefit received, and a reimbursement of
, requiring him to pay a civil penalty and a reimbursement of investigative expenses incurred by the SEC, totaling 704,187 baht. He is also prohibited from trading in securities or derivatives for 7 months, and
. The objectives of the lawsuit are to (1) impose the highest civil penalty as allowed by law, (2) impose a compensation for the benefits received from the relevant offenses, (3) impose a reimbursement of
relevant offense, (3) impose a reimbursement of the investigative expenses, (4) ban the holding of director or executive position at any issuing company or securities company for twice the duration
petition will be submitted to the Court seeking an order of a 2-million-baht civil penalty on each offender or 6 million baht in total in addition to the reimbursement of 102,132 baht for the investigative
------------------------------------------------------ กรณีที่เป็นระบบสารสนเทศเพื่อการซื้อขายหลักทรัพย์ (trading system) ให้เพิ่มรายละเอียดชื่อย่อหลักทรัพย์ (securities symbol) / หมายเลขบริษัทสมาชิก (broker No. 4 หลัก : xxxx) / เลขที่คำสั่งซื้อขายหลักทรัพย์