monitoring listed companies? performance, the SEC did not grant further extension of deadlines for AIE and AI as requested. In this regard, AIE and AI must submit the said financial statements urgently. For
Prevention and Development Division and Market Intermediaries Division. 1.1 Prevention and Development Division comprises Corporate Monitoring Department, Financial Literacy Department and Corporate
) Intermediaries: Surveillance, monitoring, inspection and investigation of business operators and related capital market personnel;(5) Enforcement: Legal actions against the violators;(6) Toward international
financial products. For the best interest of the fund members, they should also be well-versed in selecting asset management companies, monitoring and assessing performance of asset management companies to
, stated: “In this case, the SEC has been closely monitoring the operations of digital asset business operators. We reiterate that all operators providing WLD coin services must comply with regulations
judgment regardless of whether the sentence has been suspended and have been discharged for a period of less than three years after being sentenced in the offences under law on securities and exchange or law
exchange and a digital asset broker, suspended the service of depositing http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 22/2022 Dated 21/12/2022 Zipmex Company Limited During
asset broker, suspended totally or partly digital asset trading http://market.sec.or.th/public/idisc/en/Enforce < 1 ... >> > < 1 ... >> > Previous 1 2 3 4 ... Last Next
Settlement Committee Order No. 16/2022 Dated 31/08/2022 Zipmex Company Limited Between July 20 to 28, 2022 Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, suspended