securities business license type A or is in a process of applying for such license; (2) securities companies other than the securities company under (1) which obtain a securities business license in the

on the topic, “A New Age of Fundraising,” emphasizing the role of SEC in creating opportunities for businesses of all sizes to access sources of fund, while the disclosure-based supervision will not

. Personal Data of Minors The SEC Office does not have any specific intention or responsibility to process the personal data of minors. However, if it is necessary for the operation of the SEC Office, the SEC

assigned to take direct responsibility for accounting supervision, the Company’s secretary and the representative for contact and coordination in case of a foreign company Attachment 2: Details of the

take the highest responsibility in Accounting and Finance, the person assigned to take direct responsibility for accounting supervision, the Company’s secretary and the representative for contact and

considered reasonable to the Company’s status. due to the company Is in the process of resume trade. Therefore, there is uncertainty in the trading period. As a result, the Company will apply a fair price

Consumer Protection and Financial Service Provider Supervision Department, with Mr. Papinvich Waidee, Senior Economist, Bureau of Policy on Financial Benefit Protection System, Fiscal Policy Office (FPO

สอดคล้องกับทั้งบริบทของตลาดในประเทศและเป็นไปตามมาตรฐานสากล ซึ่งจะช่วยส่งเสริมการลงทุนเพื่อความยั่งยืน  บุคคลในภาพ (จากซ้ายไปขวา): 1. Peter Bakos, Head of the Market Surveillance and Issuer Supervision

fintech supervision and oversight. This framework was similar to those CSSF agreed with capital-markets watchdogs of Australia, Dubai and the United of Arab Emirates. This new agreement has expanded the

supervision, initiate cooperation and address key challenges, which can lead to common practices at the regional level in the future. IOSCO APRC Meeting will discuss important and challenging issues such