same standard, the Office lays down a guideline for the management company to arrange to have operating systems for appropriate management of fund. Where the management company has arranged to have an
Notification of the Securities and Exchange Commission No. SorKhor./Nor. 4/2549 Re: Operating System Relating to the Undertaking of Fund Management Business, dated 8 March 2006 and to have the same standard, the
เอกสารรับฟังความคิดเห็น เลขที อจต. /2561 เรือง การปรับปรุงหลกัเกณฑ์การกาํกบัดูแลการประกอบธุรกจิการจัดอนัดับความน่าเชือถือ เพือให้สอดคล้องกบั IOSCO standard และรองรับการประเมิน FSAP เผยแพร่เมือวนัที
, International Organization of Securities Commissions (IOSCO) and securities regulators in ASEAN countries. In addition, the SEC joined as member of International Forum of Independent Audit Regulator (IFIAR), an
person responsible for management of foreign collective investment scheme. “home regulator” means a capital market supervisory agency of foreign country where a foreign collective investment scheme has
Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator
, the securities regulator of each member country should apply the ISSB Standards by considering the specific context of their country. The SEC has also joined ASEAN capital market regulators in
(CSSF), the Luxembourg financial regulator, with whom SEC has been cooperating in exchange of information related to supervision of asset management companies and mutual funds since 2012. Both parties
capital requirement by taking into account the types of business models as well as the existence of lead regulator (if any). Also, certain conditions and periods of protection have been adjusted in this