1) Announcement of RML big lot of 375mn shares, selling from Country Group Holding Plc. to Mr. Jirawut Kuvanant at average price of THB 1.20 per share. The changes of the shareholders did not affect
be long-term equity funds (LTF), retirement mutual funds (RMF) or exchange traded funds (ETF);- Redemption of investment units can be paid by securities and other assets in lieu of cash.The
, had traded KARAT shares by using inside information before it was publicly disclosed on July 3, 2002. DSI later referred the case to public prosecutor who issued a prosecution order against Apichart
Linkage. ?The Ministry of Finance has recently issued ministerial regulation on exemption of capital gain tax from selling of securities listed on exchanges in ASEAN members and traded through SET trading
ก.ล.ต. ประสานงานธนาคารแห่งประเทศไทย (ธปท.) ขอให้อนุญาตให้บริษัทหลักทรัพย์สามารถนำผู้ลงทุนรายย่อยไปลงทุนในตราสารอนุพันธ์ที่ซื้อขายในศูนย์ซื้อขายสัญญาซื้อขายล่วงหน้า (exchange traded derivatives) ใน
that {B} had traded the client's securities without client's order. By admitting that trading decisions (30 percent of the transactions) were made before notifying the client, his action was therefore
? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
countries, namely Cambodia, Laos and Myanmar, currently not regulated by members of International Organization of Securities Commissions (IOSCO) or not traded on the member markets of the World Federation of
List calculation date is July 10, 2015. The SEC and the SET have cooperated closely in monitoring securities traded with high turnover ratio where the SET functions as a front-line regulator to
assets are either shares of foreign company or investment units of exchange-traded fund (ETF) listed on major exchanges.Besides, those having interest in foreign securities investment should thoroughly