company shall notify its counterparty whether an offer price is a firm quotation or an indicative quotation. Clause 11 In the case where a securities company bids or offers a firm quotation, the securities

counterparty whether an offer price is a firm quotation or an indicative quotation. Clause 11 In the case where a securities company bids or offers a firm quotation, the securities company shall proceed as

/or admitted to trading. B. Entities Providing Liquidity. If any entity has made a firm commitment to act as intermediary for the debt securities in secondary market trading, such as market maker

margin to OSP beverage portfolio. Fit Fast Firm project (OSP’s cost saving program) is expected to deliver higher gross saving than planned and will strive for delivering margin expansion despite higher C

ตามกฎหมายหรือกฎเกณฑ์ของประเทศนั้น ๆ หรือ (ข) เป็นผู้สอบบัญชีท้องถิ่นซึ่งสังกดัส านักงานสอบบัญชีที่เป็นเครือข่ายเดียวกับส านักงานสอบบัญชีของผู้สอบบัญชีของ ผู้ออกตราสารทุน (“เปน็ full member network firm

securities clearing house shall perform the following: (1) create and maintain for each member an accurate and current register of assets received from or possessed for the member separately from the

compose of personal detail, time of entering and there should be inspected that record consistently. [M] · Arranging the computer centre separately such as network zone, server zone and printer zone etc

be inspected that record consistently. [M] o Arranging the computer centre separately such as network zone, server zone and printer zone etc. for the purpose of compliance convenience and render

is an affiliated company ; (3) internal audit only if the outsource operator is an affiliated company or audit firm; (4) compliance function only if the outsource operator is an affiliated company ; (5

) risk management only if the outsource operator is an affiliated company; (3) internal audit only if the outsource operator is an affiliated company or audit firm; (4) compliance function only if the