instruments or financial derivatives, whether in long and/or short position. *** (1) Notifications of the Securities and Exchange Commission No. Kor Thor. 15/2567 Re: Capital Maintenance of Business
(8) Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 14/2567 Re: Rules and Procedures for Preparation of Fact Sheet of Financial Instruments (No. 27), dated 30 April
-complex capital market products and complex or high-risk debt instruments or investment units, e.g. investment units of mutual funds offered to institutional or ultra-high net worth investors, investment
or assessment models for those climate-aligned activities’ objectives. It can also be used as an alternative credible reference for access to financial instruments and services that support transition
allows retail investors who invest in products denominated in foreign currencies through Thai business operators to invest in a variety of products such as stocks, debt instruments, mutual funds, and
, mutual funds and financial instruments. SEC has publicized open APIs disclosing mutual fund information and adopted the machine-readable reporting method for the benefit of business operators in developing
other types of instruments beyond what is already covered under the current scheme”.Chairman of the Association of Investment Management Companies (AIMC), Mr. Vasin Vanichvoranun, said that “Building
instruments of which the credit was not rated and found defects in consideration of important information or factors with respect to the issuer, and this affected its capability to repay the principal and
SME. The main purpose of this seminar is to raise SMEs’ awareness about the role of capital market and how to access funds in capital market through various types of financial instruments. We view
/2543 Re: Guidelines for the Operation Control for the Securities Brokerage and Dealing of Securities That are Not Debt instruments dated 11 October 2000. The repeal of such notifications under the