CONGLOMERATE, to ensure common understanding and practices • Organizing training and evaluation of employees’ knowledge of compliance with the Code of Conduct and Anti-Corruption Policy via the KBank e-Learning
investor [in Thailand]; (3) assigning a brokerage firm acting as an local representative responsible for selling, repurchasing and redeeming units in Thailand; (4) having a local representative, being [i] a
rules, conditions, and procedures for appointment and conduct of fund manager; (9) “Training Institute” means training institutes accepted by the Office; (10) “Unit-linked life insurance policy” means an
procedures for appointment and conduct of fund manager; (9) “Training Institute” means training institutes accepted by the Office; (10) “Unit-linked life insurance policy” means an insurance policy issued by
the receivership order. If said persons fail to comply with the new provision, they shall be fined not more than Baht 200,000. If the violator is a juristic person, its representative shall be subject
/education/professional/training/public-training-provider 2. ดำรงสถานภาพ * เป็นผู้จัดการกองทุน (FM) / ผู้จัดการในสัญญาซื้อขายล่วงหน้า (DF) * เป็นผู้จัดการ (MD) ของบริษัทหลักทรัพย์ หรือผู้รับผิดชอบสูงสุดในสาย
2005 shall be repealed. Clause 2. In this Notification: “representative” means a representative under the Notification of the Securities and Exchange Commission governing rules, conditions and procedures
repealed. Clause 2. In this Notification: “representative” means a representative under the Notification of the Securities and Exchange Commission governing rules, conditions and procedures for appointment