money to the company as originally intended by the client. Instead, he used the money for his own benefit. As a result, the client’s life insurance policy became ineffective and the client suffered
Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium
(section 110) |- Securities Registrar Business (section 222) |- Association Related to Securities Businesses (section 230) |- Terms and Condition for Information Technology |- Anti-Money Laundering and
) |- Holidays (section 110) |- Securities Registrar Business (section 222) |- Association Related to Securities Businesses (section 230) |- Terms and Condition for Information Technology |- Anti-Money Laundering
representatives (Section 18) |- Auditors | - |- Approval (Section 30) |- Accounting and Financial Statements (Section 27, 28) |- Reporting Requirements |- Anti-money Laundering |- Arbitration |- Appeal |- Others
The Securities and Exchange Commission (SEC), represented by Mrs. Charuphan Intararoong, Assistant Secretary-General, extended congratulations to the Anti-Money Laundering Office (AMLO) on its 25th
professors and students at Chiang Mai University. The lecture, titled “Money Management & Investment: Investment Awareness for the New Generations,” was delivered by Ms. Natchapat Rattanathammawong, Assistant
to 350 participating faculty members and staff of Loei Rajabhat University. Titled "Happy Money: Financial Planning from University of Happiness to University of Well-being," the lecture aimed to
amended regulations on custody of assets, with key essences as follows: (1) Withdrawal or transfer of fiat money from the accounts opened for the benefit of clients shall comply with the principles for
Their Finances More Resilient to the Ever-changing Context?” with a view to emphasizing the importance of money management knowledge and skills to cope with the unexpected in life. Key messages to be