allocation to directors, executives and related parties of the responsible underwriter is prohibited to prevent such persons from taking unfair advantage of their job position and duties related to securities

responsible underwriter is prohibited to prevent such persons from taking unfair advantage of their job position and duties related to securities allocation to seek personal gains for oneself or other persons

be given based on clear and accurate information. With uncertainty, investment analysts? view must cover both best and worst case scenarios, to prevent investors? unreasonable expectation. For listed

thus help prevent the retirees from using up all retirement savings.   Duangmon Chuengsatiansup, SEC Assistant Secretary-General, said the SEC encouraged all asset management companies to set up post

percent of the total units sold for any particular person to prevent any individual from having majority control over scheme?s policy, which is more relaxed than traditional property fund in which any

companies to strengthen their Chinese wall measures to keep confidential their internal fund operation information, such as the funds? proprietary trading decisions and pending orders, etc., to prevent the

this connection, for injured persons from their investment scams, please contact the ECD Police at 0-2237-1199 for further legal proceedings.To prevent damages from the aforesaid schemes, the SEC urges

decision without taking into account fundamental factors. In addition, lucky draw campaigns are prohibited to prevent the overinvestment or overuse of services. The revised rules will be applicable to all

help prevent negative impact on the stock exchange, securities companies and investors from the use of this program trading; but also, driving forward the Thai capital market development in line with our

prevent negative impact on the stock exchange, securities companies and investors from the use of this program trading; but also, driving forward the Thai capital market development in line with our