capital market supervision is crucial and necessary. The regulations under this Notification set a standard for operation of securities clearing houses and central securities depositories so that their
________________________________________________________________________ 8) Is the ARFP Passport Fund offered to the general public in the Home Economy? Yes No If “Yes”, please provide the following details: a) AUM as at the latest practicable date
general public in the Home Economy? Yes No If “Yes”, please provide the following details: a) AUM as at the latest practicable date: ______________________________________ b) The investment objective/policy
favorable to the conditions set out by the Company in the bidding process. Page 3 of 4 Ocean Commerce Public Company Limited 148/1 Soi Raminthra 14, Raminthra Road, Tharang Sub-district, Bang Khen District
on the Transaction to the Stock Exchange of Thailand (the “SET”) and send the circular notice to the shareholders of the Company within 21 days from the date that such information has been disclosed to
necessary. The regulations under this Notification set a standard for operation of derivatives clearing houses so that their services are efficient, transparent, and examinable, in a bid to promote confidence
notify thereupon to an intermediary within 30 days as from the date when the SEC Office received the application together with the correct and complete set of evidentiary documentation, unless where it is
Clause 8(2), the SEC Office shall deliberate and notify thereupon to an intermediary within 30 days as from the date when the SEC Office received the application together with the correct and complete set
derivatives exchange [OTC derivatives], the derivatives broker shall provide such services to Institutional investors only, in which case the provision of Clause 17 and Clause 19 shall not apply. In providing
exchange [OTC derivatives], the derivatives broker shall provide such services to Institutional investors only, in which case the provision of Clause 17 and Clause 19 shall not apply. In providing the