) unrated bonds and (2) non-retail mutual funds that invest in unrated or non-investment grade debt instruments without limit on the investment proportion. The resolutions aim to provide those seeking to

Rules in Detail on the Protection and Management of Conflicts of Interest

ร่วมงานประมาณ 100 คน ผ่านระบบ zoom webinar เมื่อวันที่ 17 พฤศจิกายน 2564นอกจากนี้ Ms. Hilde Hardeman, Director of the Service for Foreign Policy Instruments of the European Commission และ Ms. Lenny N

institutional investors or ultra high net worth investors to invest in any type of financial assets and instruments without restrictions, (2) cancellation of private fund types, i.e., retail and non-retail

the Deposit Protection Agency Act B.E. 2551. The revision will require securities company or derivatives broker to deposit client?s money with commercial banks or invest in promissory notes and bills of

level in deposit and investment in instruments issued by financial institutions as the Deposit Protection Agency will be reducing the protected deposit amount. In an early stage, there should not have

Approval of Auditors for Offering of Securities that are Debt Instruments issued by Foreign Juristic Person

worth and higher risk-taking capability (non-retail investors). The qualified investors will be allowed to invest in complex instruments suitable for their risk profile while receiving appropriate level

opportunities and mutual benefits of capital markets from the growth of emerging Asia and to be more focus on intermediaries? roles for better investor protection. Vorapol Socatiyanurak, SEC Secretary-General

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