the structured notes in any subsequent level to any other persons who are not institutional investors and/or high net worth investors 16. Guarantee/collateral: Specify yes/no. If “yes”, disclose the
derivatives position of each member and client; (c) a monitoring and reporting system with respect to derivatives positions of members and clients whose positions reach the level specified by the derivatives
Register of Members Investment Limit Investment Powers Conflict of Interest Unitization Borrowing from fund asset Report/Financial Statement Auditors Procedure for the default by Issuer Registrar