and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the compliance unit to the SEC

procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems’ impact on the business operation of

the report (Form 59-2) to the SEC office on January 27, 2020 which means Mr. Chansak failed to prepare and disclose the report within the period specified in the notification of the Capital Market

comply with the rules, conditions and procedures as specified in the notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset as

prepared and disclosed the report (Form 59-2) to the SEC office on December 2, 2021 which means Mr. Varunyoo failed to prepare and disclose the report within the period specified in the notification of the

(Form 59-2) to the SEC office on August 17, 2020 which means Mr. Arunphun failed to prepare and disclose the report within the period specified in the notification of the Capital Market Supervisory Board

report (Form 59-2) to the SEC office on November 26, 2019 which means Mr. Santisuk failed to prepare and disclose the report within the period specified in the notification of the Capital Market

. Santi prepared and disclosed the report (Form 59-2) to the SEC office on November 19, 2021 which means Mr. Santi failed to prepare and disclose the report within the period specified in the notification

the notification of the Capital Market Supervisory Board. SEC Act S.59 Settlement Committee Meeting No. 7/2024 Settlement Committee Order No. 75/2024 Dated 26/09/2024