neither account owner nor account owner's appointee; failing to keep confidential client's information; and failing to keep records of investment advice and clients' trade order instructions; in violation
Bangkok, May 30, 2013 ? The SEC is seeking public comment on the revision of regulations on capital market personnel for greater prudence, appropriateness and standards in order to enhance
and filing procedures for DW issuance will be shorten and require fewer documents in order to increase efficiency while impact of price risk will also be mitigated. An automatic approval will be
contract for advanced procurement of raw materials with Union Gas and Chemicals Co., Ltd. in 2004, and made a false representation of accounting information. In addition, Mr. Suriya conspired with Mr. Nop
accurate information was in place to ensure the status of qualified customers as high net worth investors. On May 30, 2025, the Criminal Fining Committee issued special order no. 2/2025 imposing a fine on FL
All Inspire Development Public Company Limited On February 15, 2022, All Inspire Development Public Company Limited ("ALL") concealed material information that should have been disclosed in
Mr. Dusadee Lekyim On February 15, 2022, All Inspire Development Public Company Limited ("ALL") concealed material information that should have been disclosed in the securities offering
Mr. Thanakorn Thanawarith On February 15, 2022, All Inspire Development Public Company Limited ("ALL") concealed material information that should have been disclosed in the securities
report and financial information of the Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing the financial https://www.sec.or.th/EN/Documents