has been subject to the court’s receiving order or declared by any court as an insolvent person; or (2) being an incompetent or a quasi-incompetent person; or (3) having been named in any criminal
unlicensed broker-dealer securities business under the names of Benson Dupont Capital Management and Morgan Pacific, which sold shares of five listed companies in the U.S. to investors benefitting from trading
administrative expenses or decrease 30.29% as a result of provision set aside for utility repair works in order to hand over to housing juristic person in 2018 but there was no such provision to set aside in 2019
, mutatis mutandis. Clause 23 An applicant shall appoint a local representative in the Kingdom of Thailand for the purpose of coordinating and contacting with any person including receiving notice, order
date of such bonds. Clause 12 In order to appoint or assign any person to perform duties under Clause 4, an intermediary shall comply with the following rules, as the case may be: (1) for appointing or
with a client. Such procedure should have adequate process to identify and verify client’s true identity in order to ensure that the client is the person appears on the documents referred to during the
identity in order to ensure that the client is the person appears on the documents referred to during the account opening process. In this regard, the procedure should be in accordance with the guidelines of
been removed from a position of director or manager in accordance with Section 144 or Section 145 or in accordance with the provisions of other laws; (5) Being subject to receivership by a court order
or Section 145 or in accordance with the provisions of other laws; (5) Being subject to receivership by a court order; (6) Being an incompetent or quasi-incompetent person; (7) Being a person whose