routine inspection of Kasikorn Securities Plc, the SEC found that {A} did not record a number of derivatives trading orders from a client. {A} admitted that she received the client's derivatives trading
revoked. In addition, {A} and {H} were suspended from their duties as an approved investment analyst and an approved investment consultant, respectively. Following investor complaint and report from Country
(1); (2) the provision of services is not in compliance with the details specified in Clause 3(2)(3) or (4), as the case may be; (3) the approved person fails to comply with the provisions in Clause 4
Clause 3(1); (2) the provision of services is not in compliance with the details specified in Clause 3(2)(3) or (4), as the case may be; (3) the approved person fails to comply with the provisions in
maintain the benefit of convertible bond holders not to be adversely affected by any of the following events: (1) when the par value of shares of the approved person has been changed as a result of
NCL has approved the early retirement and the compensation payment to Mr. Kitti Phuathavornskul, a major shareholder and senior executive, at the amount of 38.55 million baht to cease the
. Therefore, the transaction must be approved at a meeting of shareholders by a vote of not less than three-quarters of the total votes of the shareholders attending the meeting and having the right to vote
concerned about the health and safety of all attendees and staff. Therefore, even with our stringent precautionary measures, it may not be sufficient to reduce the risks of spreading if we continue with the
follows: 1. Acknowledge the Company's performance for the third quarter ended November 30, 2017; 2. Unanimously approved the reviewed financial statements of the Company for the third quarter and nine-month