renewal to any registered person, such person shall notify the decline of such renewal to the management company who has appointed such registered person as its fund supervisor within the next following

No. DIGI 028/2018 14 November 2018 Subject: Management Discussion and Analysis - Explanation of net profit (loss) for the three-month period ended September 30, 2018. To: The President of Stock

Exchange of Thailand (SET), the Thai Listed Companies Association (TLCA), the Association of Thai Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), the Investment

According to the findings from the SEC’s investigation, Longroot failed to maintain the qualifications regarding financial position, management structure, and work systems throughout the approval

market regulatory agency;  (2) The SEC will consider the participants’ qualifications in various areas, including capital adequacy, work systems, management structure, and conditions for relevant

token broker, dealer and advisor license;    (2)  To exempt digital asset fund manager license for securities companies and asset management companies to allow mutual funds and private funds to invest in

corporate bonds or to fund business operation on the condition that the earlier corporate bonds must be repaid first, and a mechanism for management and monitoring of money spending according to the set

framework with the belief that the business sector being driven by the framework of the guiding principles will be strengthened in the management of operational risk. More importantly, the operations of

application for approval have been effective from 16 July 2018. The capital market intermediaries of all kinds, whether it be securities brokers, mutual fund brokers, management companies for mutual funds or

within thirty days from the date of termination of membership. However, in practice, the payment could not directly be made to PVD member due to a lack of relevant member data; such as name and surname