the fund 2. Having rules of practice for prescribing the percentage of fee that based on the performance (Performance fee) whereby the management company should perform the following Page 10 of 32
only within the units or departments providing services under regulatory sandbox : (1) securities brokerage business; (2) securities dealing business; (3) investment advisory service business; (4
units or departments providing services under regulatory sandbox: (1) securities brokerage business; (2) securities dealing business; (3) investment advisory service business; (4) securities underwriting
shall be exempted from being regarded as derivatives business in the following categories during the period of such regulatory sandbox , but only within the units or departments providing services under
be exempted from being regarded as derivatives business in the following categories during the period of such regulatory sandbox, but only within the units or departments providing services under
bondholders’ register; - Delivering the bondholders’ meeting invitation at least seven days before the meeting date; (2) Granting an exemption for the use of the list of bondholders entitled to
02 654 3344 โทรสาร 02 654 3323 ทะเบยีนเลขที ่0107554000232 No.: PACE-L 36/2018 Date: 21 December 2018 Subject: Disclosure on Connected Transaction Regarding Providing Financial Assistance Attention
securities investment, financial status and ability to pay debt of such client in order to use such information to assist in reviewing of the account opening application and providing investment advice to