The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
Market Supervisory Board No. TorThor/Khor/Dor/Nor. 62/2552 Re. Determination for Securities Companies to Proceed with Customer Complaints ______________________ By virtue of Section 16/6 and Section 113 of
above actions are liable to be in violation of Section 312 and Section 281/10 in conjunction with Section 300 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) (as the case may be).Therefore, the
benefits over other persons in contravention of Section 241 of the Securities and Exchange Act of 1992 and thus liable to penalties under Section 296 of the said Act. As his aider, Sompis is subject to
Section 243 (1) in conjunction with Section 244 and Section 243 (2) of the SEA and Section 83 of the Penal Code. Lalana, however, failed to pay the fine as ordered by the Settlement Committee. Therefore
Annop and Kamthorn were considered trading securities in concealment to mislead the public in contravention of Section 243(1) in conjunction with Section 244 and Section 243(2) of the Securities and