of Business Development, the Ministry of Commerce, Nittimon’s action was in violation of Section 33, Section 102 and Section 105 of the Public Companies Act of 1992, which do not give chairman of
reduced the fines by half, resulting in a fine of Baht 563,000 and a further fine of Baht 500 each day starting from the next day of prosecution date (March 2, 2016) until the company so complies. SEC
date until the company so complies. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 563,000 and a further fine of Baht 500 each day starting from the next
limitations ran out. SEC Act S.199 in conjunction with 56(4) Criminal Complaint Filed with an Inquiry Official Dated 01/02/2016
Global Consultant Company Limited Global Consultant Company Limited (“Global”) colluded with the other alleged offender in operating securities businesses of brokerage. Furthermore, Global used
Mr. Niel Arthur Robbirt Mr. Niel Arthur Robbirt colluded with other alleged offender in operating securities businesses of brokerage and persuade the investors to invest by Global Consultant Limited
Securities and Exchange Act of 1992. This case is in the process of inquiry by the prosecutor official. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 02/03/2016
as manage portfolios suitable for different clients’s profiles via three websites: www.giltedgeintl.com www.on-t3-line.com and www.online-t3.com In case, none of the aforementioned entities had been
for different clients’s profiles via three websites: www.giltedgeintl.com www.on-t3-line.com and www.online-t3.com In case, none of the aforementioned entities had been licensed to operate securities