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Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment Advisory or an Undertaking of

Which Are Not Deemed an Undertaking of Securities Business

Which Are Not Deemed an Undertaking of Derivatives Busin

Not Deemed An Undertaking of Derivatives Exchange and ...

Name Fund Type Fund Name Fund Abbr. Name Approval Date First Sell Start Date First Sell End Date Remark Filing (Thai version only)   Mutual Fund SCB Foreign Fixed Income Fund 6MP8 Not for Retail

control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code

process of preparing and updating private fund contracts is not prudent and concise, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S

, it should discuss the principal reasons for the offering; and c. Where the offer is not fully underwritten on a firm commitment basis, state the minimum amount must be raised by the offer of securities

tangible assets. So the Company needs an approval o transactions from shareholders’ meeting with the vote of not less than three-fourths of total votes of shareholders who attend and grant the right to vote