engagement quality reviewers (EQR) of listed companies must have competence, capabilities and authority at a level not less than auditors in the capital market who audit listed companies. In the event that an
requested. The survey results indicate top-three findings in the audits of public companies in the areas of fair value measurements, internal control testing, and engagement quality control reviews
ชีวิตของ AI (AI Lifecycle Management), กลไกการมีส่วนร่วมของผู้มีส่วนได้เสีย (Stakeholder Engagement), และการส่งเสริมขีดความสามารถด้าน AI ให้แก่บุคลากรในองค์กร (AI Capability Building) โดย ก.ล.ต. ได้รับคัด
supply chain towards greater adaptability and engagement in sustainable business development. In this regard, the SEC has been continuously promoting the issuance of sustainability-themed bonds namely
granted for a limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC Office has issued guidelines for
limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC Office has issued guidelines for renewal of
for investor contacts shall be granted for a limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC
. เป็นผู้มอบโล่รางวัลและตราสัญลักษณ์พิเศษ “Investment Knowledge Provider” ซึ่งสะท้อนถึงการเป็นองค์กรที่สร้างคุณค่าในการเป็น “ผู้ให้ความรู้” ด้านการเงินการลงทุนที่นอกเหนือจากการเสนอขายผลิตภัณฑ์ อันเป็นคุณ
IPO and listing on the stock exchange. The seminar also included a knowledge sharing session among supervisors and insights into the financial advisors' role from the perspective of regulators
KX-Knowledge Space in Bangkok on 18 January 2025.