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documents in order to lure the investors into believing that their subscription transactions had been executed and recorded when in fact Napasook did not use the money to subscribe for the fund units as
juristic person with dishonest intent, obtaining unlawful gains which damages the juristic person, or altering, shortening or falsifying documents. In addition, SEC has prescribed a procedure for
, Clause 9 (2), Clause 12 (3) and Clause 12 (4) shall be proceeded by submitting the hard copy of documents to the Office. Clause 15. This Notification shall come into force as from 1 January 2008. Notified
, Clause 6, Clause 9 (2), Clause 12 (3) and Clause 12 (4) shall be proceeded by submitting the hard copy of documents to the Office. Clause 15. This Notification shall come into force as from 1 January 2008
In relation to offers of units in a CIS, CIS Operator must prepare the fund fact sheet in accordance with the Notification of the Office of the Securities and Exchange Commission. The format of the
1 25 July 2019 Subject: Notification of the Postponement of the Extraordinary General Meeting of Shareholders No. 1/2019 and the change of the date on which the names of recorded shareholders are
://www.sec.or.th/EN/Documents/Auditor/documentation.doc Section 96 of the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the