evidentiary documentation via the form and method provided by the SEC Office on the SEC Office’s website. Clause 7 1 In the case where the SEC Office considers that the applicant has the correct and complete
a license under Clause 3 shall be submitted together with the following evidentiary documentation: (1)( details of the work system for preparing, procesing, storing and reporting provision of services
following evidentiary documentation: (1) details of the work system for preparing, procesing, storing and reporting provision of services as securities registrar, including the internal control system
โมง สามารถดูรายช่ือสถาบนัจดัอบรมหลกัสูตร refresher ไดท่ี้ https://www.set.or.th/th/education-research/education/professional/training/public-training-provider 2. ด ารงสถานภาพ * เป็นผูจ้ดัการกองทุน (FM
The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, collaborated with representatives from the Deposit Protection Agency (DPA) and the Bank of
opening remarks. Mr. Richard McGillivray, Senior Director, Product Advocacy and Education, Asia Pacific CFA Institute, gave a lecture, focusing on interactive training and sharing of knowledge and
Wongkampoo, SEC Director of Corporate Comunication Department2. Ms. Sarica Apiwatthakakul, SEC Director of Capital Market Education Department3. Mr. Anek Yooyuen, SEC Deputy Secretary-General4. Mr. Santi
ก.ล.ต. สายธุรกิจตัวกลางและตลาด กล่าวเปิดการอบรม Mr. Richard McGillivray, Senior Director, Product Advocacy and Education, Asia Pacific CFA Institute บรรยายให้ความรู้ โดยเน้นการสื่อสารและแลกเปลี่ยน