transmission system of the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Board. This case is in the process of inquiry by the inquiry official. SEC Act S.56
year 2021 to the SEC within the specified period by the notification of the Capital Market Board. Criminal Complaints The statute of limitations ran out. SEC Act S.56(2) Criminal Complaint Filed with an
specified period in the notification of the Capital Market Board. This case is in the process of inquiry by the inquiry official SEC Act S.56(2) Criminal Complaint Filed with an Inquiry Official Dated 03
Securities and Exchange Commission 3/2548 17/01/2005 01/03/2005 2. Notification of the Securities and Exchange Commission 4/2548 17/01/2005 01/03/2005 3. Notification of Capital Market Supervisory
shall remain for 7 months and fifteen days, effective from October 9, 2014.Note: Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 which was prohibited
consultant for a month and 10 days, effective from January 15, 2015.*Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business
misconduct occurred. The SEC also suspended the approval of investment planner and the performance of duty as the capital market personnel. *Clause 20(3) of the Notification of Capital Market Supervisory Board
, effective from January 15, 2015.*Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing