suspended {A} from duty as an approved capital market investment consultant for a period of one year.In case of {B}, the SEC received a report from a securities company that she failed to record her two
, 2012. In this regard, the SEC suspended her from duty as an approved capital market investment consultant for a period of five months. Taking into account that she has already been suspended for two
violation of the rules. The SEC therefore suspended them from duty as approved investment consultants for one month. The aforesaid misconduct is in violation of Clause 20(3) of the Notification of Capital
*, the SEC therefore suspended {A} from her duty as the approved capital market investment consultant for 2 months. Having considered that {A} had already been suspended by her employer for a month, the
to pass the test on basic knowledge, rules and regulations and knowledge on specific product which investor contact intends to be a seller. If intending to expand scope of duty to additional product
: Acquisitions Announced but not Yet Completed Acquisition Strategic Rationale Timelines DuPont Teijin Films Attractive HVA BOPET film segment Strategic fit with synergies and value creation potential Strong
quarters (equity only) 4/ Calculated from the total consideration value and other expenses e.g. tax and stamp duty The maximum size of this Transaction is 11.74% calculated on the basis of NTA as indicated
possibility of offering the services. These securities firms can provide advice on attractive digital assets for investment to customers and invest https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8253 SEC
with SEC the possibility of offering the services. These securities firms can provide advice on attractive digital assets for investment to customers and invest https://www.sec.or.th/EN/Pages