Custody of Assets of Clients by Licensed Derivatives Brokers
Custody of Clients’ Assets by Securities Companies (Codified)
has accepted the petition or being under the creditor’s filing for bankruptcy under the Bankruptcy Law and the Court has accepted the petition; • Listed company’s whole or almost all assets are in the
in each type of assets. In this regard, asset management companies may choose to invest in mutual funds that concentrate on a specific type of assets and require specific expertise of fund managers
counterparts. Moreover, today?s announcement will not only help build up confidence and positive perception in Thai financial industry, but also raise level of transparency for our country.? Charamporn
disposition of assets and connected transaction 2. POST 019/ 2019 dated 16 December 2019 Notification convening date of the Extraordinary General Meeting of Shareholders No. 1/2020 3. POST 003/2020 dated 3
and transfer of digital assets or money; (2) Profile Data, which include customer profile, company profile and product profile, e.g., wallet address, customer account number, digital asset wallet
relating to digital assets and the transparency of such activities and https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-digital.docx < < Previous First 1 2 Next
monitoring of the activities and businesses relating to digital assets and the transparency https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/RoyalEnactment/enactment-digitalasset2018.pd...