Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)

Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)

Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets

Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)

Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order

Rules for Custody of Customer Assets and Essential Details of Custody Agreement

for developing and supervising digital assets in Thailand. Deputy Secretary-General Jomkwan presented the SEC’s roles in developing and promoting the digital asset market in Thailand, which included the

Bangkok, 17 May 2018 ? The SEC is seeking public comments on the principles and draft regulations under the Digital Asset Business Law to lay out guidelines for supervising offering of digital tokens

mutual funds’ assets; (f) Systems for preventing conflicts of interest, and for safekeeping of confidential information of mutual funds; (g) Systems for supervising the valuation of mutual funds’ invested

; (Translation) 3 (f) Systems for preventing conflicts of interest, and for safekeeping of confidential information of mutual funds; (g) Systems for supervising the valuation of mutual funds’ invested assets in