Custody of Clients’ Assets by Securities Companies (Codified)
explore ways to improve the use of ESG disclosure and sustainability data in understanding the long-term value and performance of assets.”Ms. Kingpai Koosakulnirund, Vice President, CFA Society Thailand
23.6% YoY to THB 343mn Full-quarter recognition of ‘International Advertising’ Recognised net loss from non-recurring expenses of THB 180mn from impairment of assets, loss on disposal/ write-off of
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Rules for Custody of Customer Assets and Essential Details of Custody Agreement