Custody of Assets of Clients by Licensed Derivatives Brokers
Custody of Clients’ Assets by Securities Companies (Codified)
explore ways to improve the use of ESG disclosure and sustainability data in understanding the long-term value and performance of assets.”Ms. Kingpai Koosakulnirund, Vice President, CFA Society Thailand
adapt their businesses towards long-term sustainability."SEC Secretary-General Pornanong Budsaratragoon shared that the SEC is confident Thai ESGX will serve as a key mechanism for advancing ESG practices
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order