following actions during the period of providing services: (1) compile and assess the information of the service-receiving client for the following purposes: (a) to know the client; (b) to categorize the
securities company shall identify its critical functions, assess their risks of major operational disruptions, conduct business impact analysis and assess potential damages arising from major operational
sufficient resources to support the implementation of the policy. Clause 5. A securities company shall identify its critical functions, assess their risks of major operational disruptions, conduct business
transactions or involving multiple jurisdictions. 2 Clause 4 The derivatives clearing house shall regularly assess the adequacy of the value of the financial resources for covering credit risk and liquidity risk
) application for approval of personnel whose name is listed in the registration for personnel who possesses qualification to perform the duty of fund manager under the Notification of the Office of the
ompany for ion baht. It was loss in e ance (2/201 ion cial perform hereby, ex ing perform as 457.56 m eased at the r 2017. This es decrease 75 million ba r 26.97% w ion in order r Q2 year 20 decreased
perform better respectively. 2. Year 2017, the share of loss from Grace Water Med Ltd. ("GWM") of 1.48 million Baht since early 2017 during the construction of the plant and machinery which GWM started