her client regularly as well as reported to her client on the summary of profit and loss on a monthly basis. On March 12, 2012, {A} made trading decisions without the client's instruction and payment
such as games, counseling service, survey and instruction on Mobile App ?start-to-invest?. Those who download Mobile App ?start-to-invest? and show up at the booth will also be given a souvenir. The SEC
trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain
social media platforms and promoted the "Lifelong Investing for the 50+" campaign, a financial and investment education program for those approaching or in retirement. The briefing took place on 8 November
The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, in collaboration with the Fiscal Policy Office (FPO), the Deposit Protection Agency (DPA), and
financial and investment education other than offering investment products, reflecting their contributions to society. The initiative encouraged businesses in the capital market to collaborate on designing
The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department and SEC Ambassadors, provided financial literacy lectures to 1,449 freshmen at Kasetsart
The Securities and Exchange Commission (SEC), represented by Mr. Setthapong Leelerdpong and Ms. Suppalak Akkittiwong, Senior Officers of the Capital Market Education Department, gave lectures on
, presided over the event, along with executives and approximately 150 volunteer employees who planted 7,200 mangrove saplings at the Bangpu Nature Education Center in Samut Prakan Province on 17 July 2024