exchange and digital asset broker is required to arrange for the clients’ withdrawal of assets at all times, contact the clients to return their money and digital assets , transfer money back to the clients
COMPANY LIMITED SEC extends deadline for KC special audit report 06/01/2017 K.C. PROPERTY PUBLIC COMPANY LIMITED SEC orders KC to amend financial statements and arrange a special audit Finanacial Statements
the time of the misconduct from 2015 to 2017 holding the positions of director and executive of NMG – made a joint decision to approve, order and arrange a recording of false advertising income in the
company certificate, the SEC has urged them to arrange a shareholders’ meeting at once and to observe relevant laws and regulations. Citing the IFEC board of directors’ resolutions on 23 May 2018 which
Department of Special Investigation (DSI) on December 28, 2010 against Sagha for manipulating FOCUS-IFEC-RCI share prices as well as Nongluck and Adirek as aiders and abettors who helped arrange trading
intermediary ’s branch office; (3) controlling, supervising and managing business units relating to operational function, compliance function, internal audit or risk management; (4) managing investment in
decision for clients; (3) controlling, supervising and managing business units relating to operational function, compliance function, internal audit or risk management; (4) managing investment in capital
units relating to operational function, compliance function, internal audit or risk management; (4) managing investment in capital market products, financial instruments or other specified assets; (5
units relating to operational function, compliance function, internal audit or risk management; 5 (4) managing investment in capital market products, financial instruments or other specified assets; (5
to the SEC Office in accordance with the reporting plan specified in Clause 4(2)(d); (6) arrange a system for custody of the client’s assets under custody or management. In case of providing services