Zipmex Company Limited On April 1, 2024, Zipmex Company Limited, a digital asset exchange and broker, appointed a director without the approval of the SEC. DAB Act S.29 paragraph 1 Settlement
199 Medical Clinic Company Limited 199 Medical Clinic Company Limited offered for sale of newly issued shares in the form of general or to the public without approval from the SEC office. SEC Act
Energy Absolute Public Company Limited Energy Absolute Public Company Limited offer to sell newly issued securities in the category of Bill of Exchange without approval from the SEC Office which is
approval from the SEC office. DAB Act S.29 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026
advice on derivatives investment without approval through many channels such as website, YouTube, email, phone, SMS and Line application. {A} and {B}, then investment consultants at KGI, cooperated with
Secretary-General, said: “Today’s event was aimed at promoting and supporting the development of stronger mechanisms to help businesses and organizations in the capital market safeguard their brand identity
action. To safeguard investors and prevent unlicensed digital asset trading platforms from being exploited as channels for money laundering, in line with the intent of the Royal Decree on Measures for the
of conduct specified by the SEC Office, or by the Association of Investment Management Companies with approval of the SEC Office; (3) the professional ethics and standards specified by the Association
No.KorKhor.5/2551 Re: Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for