to Appoint a Personnel to be a Director or a General Manager of the Securities Business B.E. 2553 dated 1 February B.E. 2553 ; (2) Notification of the Office of the Securities and Exchange Commission
to Appoint a Personnel to be a Director or a General Manager of the Securities Business B.E. 2553 dated 1 February B.E. 2553; (2) Notification of the Office of the Securities and Exchange Commission
, the Company is required to appoint Finnex Advisory Company Limited as the Independent Financial Advisor (“IFA”) who is approved by SEC and express an opinion on the transaction Resolution of the Board
of the SEC Office □ Supporting document items are completed. □ Supporting documents items are not completed, and shall request for additional supplementary document as follows; 1
document items are completed. □ Supporting documents items are not completed, and shall request for additional supplementary document as follows; 1. …………………………………………………………….. 2. …………………………………………………………….. 3
, nevertheless, make an opt-in request to do the suitability test for evaluation of their portfolio investments and transactions. The revised regulations will be effective as from April 1, 2014 (for details of the
for institutional clients. The institutional clients may, nevertheless, request to do the test for evaluation of their portfolio investments and transactions. The proposed rules and consultation paper
a minimum price as specified on the issuance date of such bond. Clause 12 In order to appoint or assign any person to perform duties under Clause 4, an intermediary shall comply with the following
receipt of such request. Amended to read Article 24. The Chairman of the Board of Directors shall convene a Board of Directors meeting. In the event that the position of the Chairman of the Board of