investment consultant for complex instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types. Ex

compensation of the benefits received from the offenses and the highest civil penalty as allowed by law.  Due to the civil sanction imposed by the Civil Sanction Committee, the four offenders are liable to

. Tor Lor Thor. 48/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017.  ** Investment Consultant for Complex Products Type 1 is allowed to give investment advice on

from unclear sources of capital to facilitate financial transactions, business operators are allowed to offer digital tokens for returns in cryptocurrencies or accept cryptocurrencies from customers only

unless the application is denied.   In any case, to prevent the use of cryptocurrencies derived from unclear sources of capital, business operators are allowed to offer digital tokens for returns in

would be allowed after an initial approval is granted, and eligibility criteria for retail investors, including the maximum investment amount of 300,000 baht for each offering. In addition, a maximum

supporters, persons in (8) ? (24), allowed Sittichai and Tanika to use their trading accounts and bank accounts for the trading of MILL shares during the period.  The offences committed by Sittichai, Tanika

, the book building price under (2) would be allowed. If the book building price cannot be used for any reason, the FA appraisal price under (3) would be allowed.The consultation paper is available at

No. Tor Lor Thor. 48/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017.** investment consultant for complex products Type 1 is allowed to give investment advice

protect the best interest of the fund members. Pursuant to the recent amendments to the PVD regulations, employees are now allowed to increase their contribution rate independently from their employers, and