to take interest in performing transactions related to digital assets in various forms such as investment in digital assets , accepting https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9024 < 1
digital assets in various forms such as investment in digital assets , accepting https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9024 < 1 ... >> > < 1 ... >> > Previous 1 2 3 4 ... Last Next
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trading platforms. This is because behaviors that constitute soliciting individuals in Thailand are more clearly defined, such as offering payment options in Thai Baht to investors, accepting payments
bank, committed wrongful acts against investors’ assets by accepting the investors’ subscription money for mutual fund investments during off-business hours but not executing the subscription
according to the investor’s orders. She also counterfeited the investor’s signature to apply for an ATM card for the banking account the investor had opened for the purpose of accepting redemption money
to her advice. {C} also failed to record her giving of investment advice and accepting of securities trading orders from many of her clients. {C} admitted that the unrecorded orders were taken via
Wannapat’s approval as an investment consultant for Complex Products Type 2 had already expired on 31 December 2025, the SEC therefore imposed a ban on accepting any future applications for approval as capital
services to the clients only in case of accepting selling orders or closing out the outstanding positions of capital market products in the clients’ trading accounts, except the intermediary is prohibited by