Business; (3) of which major shareholder or any person holding more than 10% of the capital not having any prohibited characteristics as specified in the Notification of the Ministry of Finance concerning
the investment in or holding of investment units of other funds under its management. In this regard, such net asset value shall be calculated from the average of the total net asset value under
net asset value under management deducted by the net asset value from the investment in or holding of investment units of other funds under its management. In this regard, such net asset value shall be
Investment Unit Holding in Mutual Funds and Duties of Management Companies. In the case that the SEC Office issues an order to revoke the approval for the establishmet and management of a mutual fund under
ไม่เกิน 1 ปี (short term holding) นับแต่วันลงทุน และต้องมีการกระจายความเสี่ยงที่เหมาะสม กองทุนดังกล่าวจึงไม่สามารถจัดตั้งในรูป specific fund ได้ และต้องมีการดำรงสภาพคล่องเป็นไปตามเกณฑ์ที่สำนักงานกำหนด
In case of the death of independent director, resign or terminate by the SEC office or where Derivatives broker is a part of financial conglomerate which has share holding structure, examination of
a part of financial conglomerate which has share holding structure, examination of internal audit and regulated by other competent regulators according to the notification of the SEC. The SEC Office