other persons from using their accounts to trade securities without their knowledge, and make sure that the documents of transaction confirmation are issued by the securities companies in charge. In

number of investors in a closed sale circle to not exceeding 10 investors, and they must be committees, boards, major shareholders, or affiliated companies of the issuers of bonds and institutional

, and specifying the fair value of SP shares without referring to the prices specified by the Association of Investment Management Companies. His demeanors above were liable to be prohibited

years, Chiang Mai has had 2 approved companies proving the sale of their stock to the public: Initial Public Offering (IPO), with a total of fund-raising value for over 900 million Thai baht. This

 Theeraworn said: “SMEs and capital market seem normally irrelevant. Many SME entrepreneurs have no idea about capital market or think that capital market is for big companies. SEC sees this gap and therefore

of Auditor’s Report Form (Form 61–4);     (2)  Reducing the frequency of the preparation and submission of reports and financial statements of venture capital management companies to once a year

discussions regarding the supervision and development of capital market from important stakeholders such as SET, institutional investors, the Government Pension Fund, listed companies, intermediaries, and

whether the SET Board of Directors should consist of persons who have held the position of director or senior executive of companies whose securities are listed on the SET;  (3)  Procedures for the

with member securities companies, investors or stakeholders and such rules and regulations must be approved by the SEC Board. In addition, the composition of the SET Board of Directors and appointment

position of securities issuing companies and listed company.  According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, during 22 May 2014 - 30 June 2014, the