category under the relevant supervisory law; (2) being capable of maintaining capital and reserve under relevant supervisory law; (3) not being restricted, suspended or restrained of its operation by
the relevant supervisory law; (2) being capable of maintaining capital and reserve under relevant supervisory law; (3) not being restricted, suspended or restrained of its operation by regulator; (4) no
1 shall mean the investment fund in accordance with the Notification of the Office of the Securities and Exchange Commission concerning Operation related to Lending of Money for Securities Purchases
Paragraph 1 shall mean the investment fund in accordance with the Notification of the Office of the Securities and Exchange Commission concerning Operation related to Lending of Money for Securities Purchases
with the Notification of the SEC Office. Clause 5 A securities company which ceases the operation of the securities business of all kinds and has given a written notice of such intention to the SEC
. Clause 5 A securities company which ceases the operation of the securities business of all kinds and has given a written notice of such intention to the SEC Office is not required to comply with the
การที่คณะกรรมการกำกับตลาดทุนประกาศกำหนด โดยมีระบบปฏิบัติการและแผนรองรับกรณีเกิดเหตุฉุกเฉิน (Operation and Business Continuity) ในการให้บริการลูกค้า และเสนอขายหน่วยลงทุนบกพร่อง หมายเหตุ : ข้อมูล