capital shares which would be considered a related transaction whereby the offer price is lower than the market price, and a waiver of tender offer to acquire all shares is requested, before exercising

in which a REIT under its management has already invested.?The SEC promotes trust to be a vehicle for the real estate sector?s fund raising, in line with international practice. Thus, the relevant

flooring products to nine local customers in 2007; most of which were new customers. The company subsequently recorded a high amount of 320.8 million baht doubtful debt expense in 2008 financial statements

period and also made trading decisions during January 5-6, 2012 which Theera failed to prove that the orders were sent according to the client?s instruction.The Nongan Saetung case was also submitted by

which {A} failed to prove that the orders were sent according to the client's instruction.The {B} case was also submitted by his employer. The SEC then probed into the case and found from conversation

statement, insider trading, and share price manipulation.Consequently, the reporting entities under the Anti-Money Laundering Act, which include securities companies, asset management companies, financial

of Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 and in violation of Clauses 23(3) which is prohibited characteristics of personnel in the capital market business under Clause 31(1) of

misconduct of which he had previously committed. He admitted receiving the client's trading orders through LINE Application and mobile phone from time to time, after that he called the client to confirm the

Investment Advice dated January 18, 2012 which was prohibited characteristics of personnel in the capital market business under Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor

Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012 which was prohibited