facilitating its clients to make aforementioned transactions. Division 3 Controlling and closing domestic or oversea branch office ______________ Clause 15 The SEC Office may order an intermediary to amend [any
for cooperating or facilitating its clients to make aforementioned transactions. Division 3 Controlling and closing domestic or oversea branch office ______________ Clause 15 The SEC Office may order an
provide personnel for cooperating or facilitating its clients to make aforementioned transactions. 9 Division 3 Controlling and closing domestic or oversea branch office ______________ Clause 15 The SEC
) being a loan for trading or exchanging of securities with a securities company or a foreign financial institution which is permitted to provide services of such transactions under the law of the country
for trading or exchanging of securities with a securities company or a foreign financial institution which is permitted to provide services of such transactions under the law of the country where such
securities purchasing or securities lending for sale; “Cash account” means an account recording transactions relating to purchasing or selling of securities excluding from margin account; “Office” means the
securities lending for sale; “Cash account” means an account recording transactions relating to purchasing or selling of securities excluding from margin account; “Office” means the Office of the Securities
securities dealing or cease to execute debt securities dealing transactions provided that the securities company had notified to the Office the ceasing of business operation or the ceasing of transaction