Office immediately. Clause 12 Unless otherwise prescribed in Paragraph 2, the SEC Office shall have the power to order registered derivatives business operator who cannot maintain the qualification
which does not differ from the most recent information presented to the SEC Office shall be attached to such prospectus as well. Clause 7 The updated prospectus shall have the particulars and information
million 5. Higher Income tax expenses, mainly from income tax on interest income. Even though we have stopped recognizing interest income on the loan to SGAH, the Company still need to pay tax according to
. The applicant under Paragraph 1 shall have the following characteristics: (1) being a limited company, public company limited, commercial bank, securities trading center, or juristic person established
applicant under Paragraph 1 shall have the following characteristics: (1) being a limited company, public company limited, commercial bank, securities trading center, or juristic person established under a
securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk management system, a system to prevent conflicts of interest and leaking of
broker investing in securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk management system, a system to prevent conflicts of
acceptable to the Office. Clause 2. The derivatives broker investing in securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk
-trading between mutual funds under the same management company, the transaction shall have the following characteristics: (a) being a transaction which is appropriate to investment policy and necessity of